A filing that is made by companies which have filed for registration with the SEC. SEC Filing POS AM is a filing which has post-effective amendments to provide updated prospectus information.


A prospectus is a legal document that companies wishing to go public use to describe the securities that they are offering to investors. A prospectus is released for new issues of all types of securities – stocks, bonds, mutual funds, etc.

  1. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  2. Final Prospectus

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  3. Prospectus

    A formal legal document, which is required by and filed with ...
  4. Securities Act Of 1933

    A federal piece of legislation enacted as a result of the market ...
  5. Securities Exchange Act Of 1934

    The Securities Exchange Act of 1934 was created to provide governance ...
  6. Alpha

    Alpha is used in finance to represent two things: 1. a measure ...
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