A filing that is made by companies which have filed for registration with the SEC. SEC Filing POS AM is a filing which has post-effective amendments to provide updated prospectus information.


A prospectus is a legal document that companies wishing to go public use to describe the securities that they are offering to investors. A prospectus is released for new issues of all types of securities – stocks, bonds, mutual funds, etc.

  1. Final Prospectus

    1. The final version of a prospectus for a public offering of ...
  2. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  3. Securities Act Of 1933

    A federal piece of legislation enacted as a result of the market ...
  4. Securities Exchange Act Of 1934

    The Securities Exchange Act of 1934 was created to provide governance ...
  5. Prospectus

    A formal legal document, which is required by and filed with ...
  6. Brand

    A distinguishing symbol, mark, logo, name, word, sentence or ...
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  1. How liquid are Vanguard mutual funds?

    The Vanguard mutual fund family is one of the largest and most well-recognized fund family in the financial industry. Its ... Read Full Answer >>
  2. Which mutual funds made money in 2008?

    Out of the 2,800 mutual funds that Morningstar, Inc., the leading provider of independent investment research in North America, ... Read Full Answer >>
  3. Does OptionsHouse have mutual funds?

    OptionsHouse has access to some mutual funds, but it depends on the fund in which the investor is looking to buy shares. ... Read Full Answer >>
  4. Should mutual funds be subject to more regulation?

    Mutual funds, when compared to other types of pooled investments such as hedge funds, have very strict regulations. In fact, ... Read Full Answer >>
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    Mutual funds in India work in much the same way as mutual funds in the United States. Like their American counterparts, Indian ... Read Full Answer >>
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