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Definition of 'Section 16'
A section of the Securities Exchange Act of 1934 that is used to describe the various regulatory filing responsibilities that must be met by directors, officers and principal stockholders. According to Section 16, every person who is directly or indirectly the beneficial owner of more than 10% of the company, or who is a director or an officer of the issuer of such a security, shall file the statements required by this subsection with the Securities and Exchange Commission (SEC).
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Investopedia explains 'Section 16'
Insiders affiliated with a public company, or any owners of more than 10%, are required to electronically file Form 3 with the SEC no later than 10 days after the individual becomes affiliated with the company. If there is a material change in the holdings of the company's insiders, they are required to file Form 4 with the SEC. Also, pursuant to Section 16, Form 5 must be filed by an insider who has conducted an insider transaction during the year if it was not previously reported on Form 4.
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Search results for 'Section 16'
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http://www.investopedia.com/exam-guide/series-65/portfolio-risks-returns/default.asp
... 15.4 Economic Growth Factors; 15.5 The Effect of the Business Cycle on Stock
Markets; 15.6 Interest Rates. Chapter 16 - 17: 16. Portfolio ...
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http://www.investopedia.com/exam-guide/series-66/regulation-of-securities/federal-covered-securities.asp
... Chapter 16 - 16: ... a federal covered security as follows: "A security that is, or upon
completion of a transaction will be, a covered security under Section 18(b ...
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http://www.investopedia.com/exam-guide/series-66/measuring-portfolio-returns/default.asp
... 15.5 Fiduciary Duties; 15.6 Other Prohibited Behaviors. Chapter 16 - 16: 16. ... return
and risk-adjusted return) were discussed in the Quantitative Methods section ...
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http://www.investopedia.com/university/20_investments/16.asp
... If you find buying property too expensive, then consider investing in real estate
investment trusts (REITs), which are discussed in the next section. Strengths ...
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http://www.investopedia.com/exam-guide/series-66/regulation-of-securities/other-definitions.asp
... Chapter 16 - 16: ... information, mostly pertaining to issuers. Much of this will
be on the test, so make sure you do not skip this section! ...
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http://www.investopedia.com/exam-guide/series-66/handling-client-funds/prudent-investor-standards.asp
... Chapter 16 - 16: ... While the fiduciary role of IAs and IARs was discussed earlier in
the section, it is important to understand that all topics discussed in this ...
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http://www.investopedia.com/exam-guide/series-66/portfolio-management-strategies/asset-allocation-strategic-tactical.asp
... Chapter 16 - 16: ... mix for a particular client depends upon many of the factors discussed
in the Analyzing Your Client's Profile section, including risk tolerance ...
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http://www.investopedia.com/exam-guide/series-66/portfolio-risks/duration-stock-risks.asp
... 15.5 Fiduciary Duties; 15.6 Other Prohibited Behaviors. Chapter 16 - 16: 16. ...
incorporates business risk and event risk (as described in the "Bond Risks" section) ...
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http://www.investopedia.com/exam-guide/series-65/portfolio-risks-returns/measuring-portfolio-returns.asp
... We discussed some of these (real return, total return and risk-adjusted return)
in the Quantitative Methods section, and bond yields (yield-to-maturity, yield ...
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http://www.investopedia.com/exam-guide/series-66/exam-preparation/make-sure-you-know.asp
... 15.5 Fiduciary Duties; 15.6 Other Prohibited Behaviors. Chapter 16 - 16: 16. Exam
Preparation: 16.1 Introduction; 16.2 Make sure you know the following... ...
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