Series 79

Dictionary Says

Definition of 'Series 79 '

A examination to ensure a candidate is qualified to become a Limited Representative -  Investment Banker. The Series 79 exam is administered by the Financial Regulatory Authority (FINRA) and ensures those looking for positions in investment banking have adequate knowledge in mergers & acquisitions, buyouts, financial restructuring, public investment banking and refinancing. Those looking to write the exam must be sponsored by a FINRA member firm.
Investopedia Says

Investopedia explains 'Series 79 '

The Series 79 exam is intended for investment bankers whose skills are more specific than those provided by the broader Series 7 exam. New rules were enacted in 2009 to better prepare individuals specifically for investment banking activities or supervision of these activities.

The exam focuses on four different areas:
1. Collection, Analysis and Evaluation of Data
2. Underwriting/New Financing Transactions, Types of Offerings and Registration Of Securities
3. Merger and Acquisitions, Tender Offers and Financial Restructuring Transactions
4. General Securities Industry Regulations

These areas are deemed to be important for succeeding in a Limited Representative -  Investment Banker role.

Sign Up For Term of the Day!

Try Our Stock Simulator!

Test your trading skills!

Related Definitions

  1. Series 63

    A securities ...
  2. Series 7

    A general ...
  3. Series 6

    A securities ...
  4. Investment Bank - IB

    A financial ...
  5. Investment Banker

    An individual ...
  6. Financial Industry Regulatory ...

    A regulatory ...
  7. Series 23

    An exam offered ...
  8. Series 79

    A examination to ...
  9. Gross Spread

    The difference ...
  10. Market Out Clause

    A stipulation in ...

Articles Of Interest

  1. A Look At Entry-Level Careers In Finance

    Learn more about the career options that are available to you after you've obtained your finance degree.
  2. Top States For Investment Bankers

    We look at cost of living, tax rates and opportunity to find the best places in the U.S. for investment bankers.
  3. Getting An Investment Bank Job During A Recession

    Even in a recession, investment banks are seeking new talent. Learn what will set you apart from the crowd!
  4. Wanna Be A Bigwig? Try Investment Banking

    A career in this high-stress field can be very rewarding for the right person. Find out if you have what it takes.
  5. The Rise Of The Modern Investment Bank

    Get to know a little bit about the institutions whose actions help to guide free markets.
  6. Making It Big On Wall Street

    Read about some of the most glamorous Wall Street jobs - and what it takes to land one.
  7. Small Caps Boast Big Advantages

    Find out why little companies have the greatest potential for growth.
  8. Becoming A Financial Analyst

    A career as a financial analyst requires preparation and hard work, but the payoff can be especially rewarding.
  9. How To Evaluate A Micro-Cap Company

    Learn how to think big by investing in smaller stocks.
  10. A Primer On Preferred Stocks

    Offering both income and relative security, these uncommon shares may work for you.

comments powered by Disqus
Recommended
Loading, please wait...
Trading Center