Series 3

A securities license entitling the holder to register as a limited representative and sell mutual funds, variable annuities and insurance premiums. Holders of the Series 6 license are ...

A general securities registered representative license administered by the Financial Industry Regulatory Authority (FINRA) that entitles the holder to sell all types of securities ...

A securities license for sales assistants who can accept unsolicited securities orders for customers, but who cannot accept orders for municipal securities or direct participation ...

A securities license entitling the holder to supervise and manage branch activities. Before taking the Series 24 exam, you must have your Series 7 license.

A securities license entitling the holder to register as a limited principal who supervises and manages sales activities for investment companies and annuities. The multiple choice exam ...

A securities license entitling the holder to become a chief financial officer for a FINRA member firm.

A securities license entitling the holder to become a futures branch office manager.

A securities license entitling the holder to sell managed futures (funds).

A securities license entitling the holder to actively participate in equity trading.

A securities license entitling the holder to solicit orders for any type of security in a particular state. This license is required in addition to the Series 7 or Series 6.

securities license required by most U.S. states for individuals who act as investment advisors. The Series 65 exam, called the Uniform Investment Adviser Law Examination, covers laws, ...

If you can multi-task and you enjoy a good challenge, this lucrative career could be a perfect fit.