Series 30

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DEFINITION of 'Series 30'

A securities license entitling the holder to become a futures branch office manager.

INVESTOPEDIA EXPLAINS 'Series 30'

The Series 30 exam is administered by the Financial Industry Regulatory Authority (FINRA) and covers topics such as rules, regulations, and responsibilities with respect to the futures industry.

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RELATED FAQS
  1. I need special accommodations when taking the Series 63 exam. How are such arrangements ...

    The Series 63 exam is administered by the North American Securities Administrators Association (NASAA) to test financial ... Read Full Answer >>
  2. Do I need a class to take the Series 63 exam?

    There are no specific educational prerequisites for the Series 63 exam or the Series 7 exam candidates must pass before sitting ... Read Full Answer >>
  3. How many attempts at the Series 7 exam are permitted?

    The National Association of Securities Dealers (NASD) has not placed any limits on the number of times you can attempt to ... Read Full Answer >>
  4. I have passed the Series 63 and FINRA Series 7, but would like to become licensed ...

    The Series 63 exam, a North American Securities Administrators Association (NASAA) exam, ensures that one can become a stockbroker, ... Read Full Answer >>
  5. How can I profit from a decline in the drugs sector?

    Profit from a decline in the drugs sector by short selling or by purchasing futures contracts or put options. Investors use ... Read Full Answer >>
  6. Where do I take the Series 63 examination?

    Within 120 days of registering for the exam, candidates must select a testing center from one of the hundreds of locations ... Read Full Answer >>
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