Series 30

DEFINITION of 'Series 30'

A securities license entitling the holder to become a futures branch office manager.

BREAKING DOWN 'Series 30'

The Series 30 exam is administered by the Financial Industry Regulatory Authority (FINRA) and covers topics such as rules, regulations, and responsibilities with respect to the futures industry.

RELATED TERMS
  1. Series 31

    A securities license entitling the holder to sell managed futures ...
  2. Series 24

    A securities license entitling the holder to supervise and manage ...
  3. Series 55

    A securities license entitling the holder to actively participate ...
  4. Series 3

    A securities license entitling the holder to sell commodities ...
  5. Series 4

    A securities license entitling the holder to supervise options ...
  6. Series 7

    A general securities registered representative license administered ...
Related Articles
  1. Professionals

    The Basics of Financial Securities Licenses

    The Financial Industry Regulatory Authority (FINRA) offers several licenses that correspond to specific businesses or investments.
  2. Professionals

    Understanding Series 63

    Series 63 is a securities license that entitles the holder to sell securities in a particular state.
  3. Fundamental Analysis

    FINRA: How It Protects Investors

    Find out the history of FINRA, and how it's organized to monitor the markets and protect investors.
  4. Professionals

    Series 3 - National Commodities Futures

    FINRA Series 3 Exam Guide
  5. Professionals

    Securities Industry Regulations

    FINRA Series 6 Exam Study Guide: Section 4 - Securities Industry Regulations
  6. Professionals

    Understanding Series 6

    Upon successful completion of the Series 6, an individual will have the qualifications needed to sell open end mutual funds and variable annuities
  7. Professionals

    Introduction

    Series 6 Section 1 Exam Details, introduction
  8. Professionals

    Rules and Regulations

    FINRA Series 7 Exam Study Guide - Section 13
  9. Professionals

    Securities Markets

    FINRA Series 6 Exam Study Guide: Section 1 - Securities Markets
  10. Chapter 1: Broker Office Procedures

    The series 24 exam is one of the most challenging tests administered by FINRA. It is recommended that candidates spend at least 70 hours preparing for the exam . The series 24 material has been ...
RELATED FAQS
  1. Do financial advisors need to pass the Series 7 exam?

    Learn about the various securities licensing exams, such as the Series 7 exam, and which licenses are required for financial ... Read Answer >>
  2. What are the differences between the Series 6 exam and the Series 7 exam?

    Learn about the regulatory exams needed to become a limited or registered representative and the main differences between ... Read Answer >>
  3. Do financial advisors have to be licensed?

    Understand why all financial advisors have to be licensed, and identify the specific licenses you must obtain to carry out ... Read Answer >>
  4. Is a financial advisor required to have a degree?

    Discover the minimum educational requirements and financial licenses needed to become a financial advisor in the modern corporate ... Read Answer >>
  5. Do I need to take the Series 6 examination after I have already successfully completed ...

    No. According to the Financial Industry Regulatory Authority (FINRA), (formerly the National Association of Securities Dealers), ... Read Answer >>
  6. If I have passed the Series 7 exam, do I need to write the 6 and 63 exams as well?

    Not always. According to the Financial Industry Regulatory Authority (FINRA), (formerly National Association of Securities ... Read Answer >>
Hot Definitions
  1. Return On Invested Capital - ROIC

    A calculation used to assess a company's efficiency at allocating the capital under its control to profitable investments. ...
  2. Law Of Demand

    A microeconomic law that states that, all other factors being equal, as the price of a good or service increases, consumer ...
  3. Cost Of Debt

    The effective rate that a company pays on its current debt. This can be measured in either before- or after-tax returns; ...
  4. Yield Curve

    A line that plots the interest rates, at a set point in time, of bonds having equal credit quality, but differing maturity ...
  5. Stop-Limit Order

    An order placed with a broker that combines the features of stop order with those of a limit order. A stop-limit order will ...
  6. Keynesian Economics

    An economic theory of total spending in the economy and its effects on output and inflation. Keynesian economics was developed ...
Trading Center