Series 31

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Dictionary Says

Definition of 'Series 31'

A securities license entitling the holder to sell managed futures (funds).
Investopedia Says

Investopedia explains 'Series 31'

The Series 31 exam is administered by the Financial Industry Regulatory Authority (FINRA) and covers topics such as rules, regulations and responsibilities with respect to the futures industry.
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'Series 31'

  • Breaking Down Financial Securities Licenses

    http://www.investopedia.com/articles/financialcareers/07/securities_licenses.asp
    ... An offshoot of this license is the Series 31 license, which allows representatives
    to sell managed futures (pooled groups of commodities futures similar to ...

  • The Series 3 Exam: Creating A Career With Commodities

    http://www.investopedia.com/articles/professionaleducation/08/series-3-commodities.asp
    ... Stockbrokers that want to narrow their work to helping CTAs and CPOs raise capital
    can take the Series 31 Exam, which has only 45 questions. ...

  • CFA Question of the Week 31/05/2005 | Investopedia

    http://www.investopedia.com/professionals/questionoftheweek/cfa/310505.asp
    ... Continuing Education; Exam Prep Quizzer. Series 3; Series 6; Series 7; Series
    9/10; Series 22; Series 24; Series 26; Series 55; Series 63. ...

  • CFA Question of the Week 10/31/2006 | Investopedia

    http://www.investopedia.com/professionals/questionoftheweek/cfa/103106.asp
    ... Continuing Education; Exam Prep Quizzer. Series 3; Series 6; Series 7; Series
    9/10; Series 22; Series 24; Series 26; Series 55; Series 63. ...

  • Should You Add A Securities License To Your Repertoire?

    http://www.investopedia.com/articles/financialcareers/08/selling-securities.asp
    ... Most major retail brokerage firms require their new associates to obtain
    the Series 7, 66, 31, life and health insurance licenses. ...

  • Personal Income Tax Guide: Moves To Make Before December 31 ...

    http://www.investopedia.com/university/personal-income-tax-guide/tax-guide3.asp
    Personal Income Tax Guide: Moves To Make Before December 31. ... When it comes to the
    best tax tricks and tips out there, few dates matter more than December 31. ...

  • Introduction To The Series 65 Exam

    http://www.investopedia.com/articles/professionaleducation/11/intro-series-65-exam.asp
    ... Laws, Regulations, and Guidelines (31%): Federal Securities Acts, regulations, ethical
    behavior. Requirements and Passing Again, the Series 65 exam is one of ...

  • Series 7 Study Guide - Getting Started - Covariance | Investopedia

    http://www.investopedia.com/exam-guide/series-7/getting-started/covariance.asp
    ... Let's look at the data within a time-series chart. The data follows on the next
    page. ... Sep - 02, 10, 29. Dec - 02, 11, 31. Mar - 03, 12, 37. Jun - 03, 13, 40. ...

  • It's December - Do You Know Where Your IRA Statements Are?

    http://www.investopedia.com/articles/retirement/04/010704.asp
    ... By law, these must be mailed to you by January 31. ... For instance, the FMV for
    December 31, 2011, is used to calculate the RMD for year 2012. ...

  • 3 Retirement Plan Moves To Make Before Year-End

    http://www.investopedia.com/articles/retirement/03/121703.asp
    ... 1. Establishing a Qualified Plan Qualified plans that operate on a calendar year
    basis must be established by December 31 of the year for which contributions ...

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