Series 31

DEFINITION of 'Series 31'

A securities license entitling the holder to sell managed futures (funds).

BREAKING DOWN 'Series 31'

The Series 31 exam is administered by the Financial Industry Regulatory Authority (FINRA) and covers topics such as rules, regulations and responsibilities with respect to the futures industry.

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RELATED FAQS
  1. Do financial advisors need to pass the Series 7 exam?

    Learn about the various securities licensing exams, such as the Series 7 exam, and which licenses are required for financial ... Read Answer >>
  2. What are the differences between the Series 6 exam and the Series 7 exam?

    Learn about the regulatory exams needed to become a limited or registered representative and the main differences between ... Read Answer >>
  3. Do financial advisors have to be licensed?

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  4. Is a financial advisor required to have a degree?

    Discover the minimum educational requirements and financial licenses needed to become a financial advisor in the modern corporate ... Read Answer >>
  5. Do I need to take the Series 6 examination after I have already successfully completed ...

    No. According to the Financial Industry Regulatory Authority (FINRA), (formerly the National Association of Securities Dealers), ... Read Answer >>
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