Series 55

DEFINITION of 'Series 55'

A securities license entitling the holder to actively participate in equity trading.

BREAKING DOWN 'Series 55'

The Series 55 exam is administered by the Financial Industry Regulatory Authority (FINRA) and covers topics such as over-the-counter and New York Stock Exchange trading practices, rules and regulations, and electronic trading systems.

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    Learn about the various securities licensing exams, such as the Series 7 exam, and which licenses are required for financial ... Read Answer >>
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    No. According to the Financial Industry Regulatory Authority (FINRA), (formerly the National Association of Securities Dealers), ... Read Answer >>
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