Series 66

AAA

DEFINITION of 'Series 66'

An exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to successful completion of both the Series 63 and Series 65 exams.

INVESTOPEDIA EXPLAINS 'Series 66'

The Series 66, along with successful completion of the Series 7, qualifies an investment professional to register as a securities agent and investment advisor.

VIDEO

RELATED TERMS
  1. Investment Advisor

    As defined by the Investment Advisors Act of 1940, any person ...
  2. National Association Of Securities ...

    The NASD was a self-regulatory organization of the securities ...
  3. Registered Investment Advisor - ...

    An advisor or firm engaged in the investment advisory business ...
  4. Series 11 License - Assistant Representative ...

    A securities license, administered by the Financial Industry ...
  5. Series 63

    A securities license entitling the holder to solicit orders for ...
  6. Series 65

    A securities license required by most U.S. states for individuals ...
Related Articles
  1. Breaking Down Financial Securities Licenses
    Professionals

    Breaking Down Financial Securities Licenses

  2. Succeeding At The Series 63 Exam
    Professionals

    Succeeding At The Series 63 Exam

  3. How To Land A Finance Job With A Bachelor's ...
    Professionals

    How To Land A Finance Job With A Bachelor's ...

  4. Series 63, Series 65 Or Series 66?
    Options & Futures

    Series 63, Series 65 Or Series 66?

Hot Definitions
  1. Conduit Issuer

    An organization, usually a government agency, that issues municipal securities to raise capital for revenue-generating projects ...
  2. Financing Entity

    The party in a financing arrangement that provides money, property, or another asset to an intermediate entity or financed ...
  3. Hyperinflation

    Extremely rapid or out of control inflation. There is no precise numerical definition to hyperinflation. Hyperinflation is ...
  4. Gross Rate Of Return

    The total rate of return on an investment before the deduction of any fees or expenses. The gross rate of return is quoted ...
  5. Debit Spread

    Two options with different market prices that an investor trades on the same underlying security. The higher priced option ...
  6. Leading Indicator

    A measurable economic factor that changes before the economy starts to follow a particular pattern or trend. Leading indicators ...
Trading Center