Series 66

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What is the 'Series 66'

An exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to successful completion of both the Series 63 and Series 65 exams.

BREAKING DOWN 'Series 66'

The Series 66, along with successful completion of the Series 7, qualifies an investment professional to register as a securities agent and investment advisor.

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RELATED FAQS
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    Becoming an investment adviser representative requires more examination than just taking the FINRA Series 63 exam. See what ... Read Answer >>
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    Learn about the regulatory exams needed to become a limited or registered representative and the main differences between ... Read Answer >>
  3. If I have passed the Series 7 exam, do I need to write the 6 and 63 exams as well?

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  4. Do I have to successfully complete the Series 7 exam before I can register for the ...

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