Series 66

AAA

DEFINITION of 'Series 66'

An exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to successful completion of both the Series 63 and Series 65 exams.

INVESTOPEDIA EXPLAINS 'Series 66'

The Series 66, along with successful completion of the Series 7, qualifies an investment professional to register as a securities agent and investment advisor.

VIDEO

RELATED TERMS
  1. Series 65

    A securities license required by most U.S. states for individuals ...
  2. Series 7

    A general securities registered representative license administered ...
  3. Investment Advisors Act Of 194 ...

    A piece of legislation passed in 1940 that, among other things, ...
  4. North American Securities Administrators ...

    A voluntary organization, established in 1919, of securities ...
  5. Investment Advisor

    As defined by the Investment Advisors Act of 1940, any person ...
  6. National Association Of Securities ...

    The NASD was a self-regulatory organization of the securities ...
Related Articles
  1. Breaking Down Financial Securities Licenses
    Professionals

    Breaking Down Financial Securities Licenses

  2. Succeeding At The Series 63 Exam
    Professionals

    Succeeding At The Series 63 Exam

  3. How To Land A Finance Job With A Bachelor's ...
    Professionals

    How To Land A Finance Job With A Bachelor's ...

  4. Series 63, Series 65 Or Series 66?
    Options & Futures

    Series 63, Series 65 Or Series 66?

comments powered by Disqus
Hot Definitions
  1. Elasticity

    A measure of a variable's sensitivity to a change in another variable. In economics, elasticity refers the degree to which ...
  2. Tangible Common Equity - TCE

    A measure of a company's capital, which is used to evaluate a financial institution's ability to deal with potential losses. ...
  3. Yield To Maturity (YTM)

    The rate of return anticipated on a bond if held until the maturity date. YTM is considered a long-term bond yield expressed ...
  4. Net Present Value Of Growth Opportunities - NPVGO

    A calculation of the net present value of all future cash flows involved with an additional acquisition, or potential acquisition. ...
  5. Gresham's Law

    A monetary principle stating that "bad money drives out good." In currency valuation, Gresham's Law states that if a new ...
  6. Limit-On-Open Order - LOO

    A type of limit order to buy or sell shares at the market open if the market price meets the limit condition. This type of ...
Trading Center