Series 66

AAA

DEFINITION of 'Series 66'

An exam administered by the Financial Industry Regulatory Authority (FINRA). Successful completion of the Series 66 exam is equivalent to successful completion of both the Series 63 and Series 65 exams.

INVESTOPEDIA EXPLAINS 'Series 66'

The Series 66, along with successful completion of the Series 7, qualifies an investment professional to register as a securities agent and investment advisor.

VIDEO

RELATED TERMS
  1. Investment Advisor

    As defined by the Investment Advisors Act of 1940, any person ...
  2. National Association Of Securities ...

    The NASD was a self-regulatory organization of the securities ...
  3. Registered Investment Advisor - ...

    An advisor or firm engaged in the investment advisory business ...
  4. Series 11 License - Assistant Representative ...

    A securities license, administered by the Financial Industry ...
  5. Series 63

    A securities license entitling the holder to solicit orders for ...
  6. Series 65

    A securities license required by most U.S. states for individuals ...
Related Articles
  1. Breaking Down Financial Securities Licenses
    Professionals

    Breaking Down Financial Securities Licenses

  2. Succeeding At The Series 63 Exam
    Professionals

    Succeeding At The Series 63 Exam

  3. How To Land A Finance Job With A Bachelor's ...
    Professionals

    How To Land A Finance Job With A Bachelor's ...

  4. Series 63, Series 65 Or Series 66?
    Options & Futures

    Series 63, Series 65 Or Series 66?

comments powered by Disqus
Hot Definitions
  1. Repurchase Agreement - Repo

    A form of short-term borrowing for dealers in government securities.
  2. Correlation

    In the world of finance, a statistical measure of how two securities move in relation to each other. Correlations are used ...
  3. Letter Of Credit

    A letter from a bank guaranteeing that a buyer's payment to a seller will be received on time and for the correct amount. ...
  4. Due Diligence - DD

    1. An investigation or audit of a potential investment. Due diligence serves to confirm all material facts in regards to ...
  5. Certificate Of Deposit - CD

    A savings certificate entitling the bearer to receive interest. A CD bears a maturity date, a specified fixed interest rate ...
  6. Days Sales Of Inventory - DSI

    A financial measure of a company's performance that gives investors an idea of how long it takes a company to turn its inventory ...
Trading Center