DEFINITION of 'Series 9/10'
A securities license entitling the holder to supervise branch activities. Before taking the Series 9/10 exam, you must have your Series 7 license.
BREAKING DOWN 'Series 9/10'
Covering topics such as the supervision of option, municipal, and government securities sales, and the primary/secondary markets, the Series 9/10 exam is administered by the Financial Industry Regulatory Authority (FINRA).
It was formerly known as the Series 8 exam.