Shareholder Services Agent


DEFINITION of 'Shareholder Services Agent'

A financial institution or similar entity responsible for looking after the needs of the shareholders of publicly-traded corporations or mutual funds. Shareholder services agents typically look after investor record-keeping and communication and other administrative responsibilities, and they attend to shareholders' problems or concerns.

BREAKING DOWN 'Shareholder Services Agent'

Once a private company grows to a sufficient size and decides to go public, it must adhere to government regulations regarding information disclosure and shareholder rights. Many public companies and mutual funds seek the expertise of a shareholder services agent to ensure their shareholders' needs are looked after efficiently. Even if shareholder services are conducted in-house via an agent, they represent one of the extra costs associated with a publicly-traded company as opposed to a private one.

  1. Shareholder

    Any person, company or other institution that owns at least one ...
  2. Public Relations - PR

    The act of communicating with the public. Although not inherent ...
  3. Public Company

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  4. Transfer Agent

    A trust company, bank or similar financial institution assigned ...
  5. Investor Relations - IR

    A department, present in most medium to large public companies, ...
  6. Going Public

    The process of selling shares that were formerly privately held ...
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