Shelf Offering


DEFINITION of 'Shelf Offering'

A Securities and Exchange Commission (SEC) provision that allows an issuer to register a new issue security without selling the entire issue at once.

BREAKING DOWN 'Shelf Offering'

The issuer can sell portions of the issue over a two-year period without re-registering the security or incurring penalties.

  1. SEC Form S-1

    The initial registration form for new securities required by ...
  2. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  3. Takedown

    1. The price at which underwriters obtain securities to be offered ...
  4. Shelf Registration

    A regulation that a corporation can evoke to comply with U.S. ...
  5. Dead Cat Bounce

    A temporary recovery from a prolonged decline or bear market, ...
  6. Swap

    A derivative contract through which two parties exchange financial ...
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