Next video:
Loading the player...

Sharon Pendleton, director of compliance, National Futures Association (NFA), discusses some of the new rules that now govern forex brokers or dealers.

  1. No results found.
Related Articles
  1. Personal Finance

    Compliance Officer: Job Description and Average Salary

    Learn what being a compliance officer entails, including job description, required education and training, skills and national average salary.
  2. Personal Finance

    Compliance Officer: Career Path & Qualifications

    Read about what it takes to become a compliance officer, why the field is so diverse and why the government might be the best place to look for a job.
  3. Personal Finance

    Common Interview Questions for Compliance Officers

    Prepare to ace your compliance officer interview. Learn how to answer some commonly asked interview questions and what you need to know to come out ahead.
  4. Investing

    Gap Fall Addition Targets All Consumers (GPS)

    Gap and Pendleton Woolen Mills are collaborating on a limited fall line.
  5. Investing

    What Does a Dealer Do?

    Dealers possess certain qualities that distinguish them from brokers and traders.
  6. Trading

    Getting Started In Forex

    Before entering this market, you should define what you need from your broker and from your strategy.
  7. Trading

    Is Your Forex Broker A Scam?

    While the forex market is slowly becoming more regulated, there are many unscrupulous brokers who should not be in business.
  8. Financial Advisor

    Top Compliance Headaches for Financial Advisors

    Advisors who do not devote sufficient attention to compliance issues can find themselves in hot water with both regulators and their clients.
  9. Trading

    Steps To Open An Offshore Forex Account

    Here is a simple breakdown of how to open an offshore forex account for US-based users, including legal requirements.
  10. Investing

    Picking Your First Broker

    If you're a rookie investor, your first big investment decision should be an informed one.
Hot Definitions
  1. Fiduciary

    A fiduciary is a person who acts on behalf of another person, or persons to manage assets.
  2. Demonetization

    Demonetization is the act of stripping a currency unit of its status as legal tender and is necessary whenever there is a ...
  3. Investment

    An asset or item that is purchased with the hope that it will generate income or appreciate in the future. In an economic ...
  4. Redlining

    The unethical practice whereby financial institutions make it extremely difficult or impossible for residents of poor inner-city ...
  5. Nonfarm Payroll

    A statistic researched, recorded and reported by the U.S. Bureau of Labor Statistics intended to represent the total number ...
  6. Conflict Theory

    A theory propounded by Karl Marx that claims society is in a state of perpetual conflict due to competition for limited resources. ...
Trading Center