Series 65 Exam Prep: The Investment Advisor

Loading the player...

Before you take the series 65, you need to understand who is an investment advisor as defined by the exam.

Related Articles
  1. Schwab may not be the first company to offer a robo-advisor, but it's sure to make a big splash. Here's what it'll look like.

    Robo-Adviser Wave Gets Big Push From Schwab

  2. These five tips will help financial advisors pass muster when the SEC comes knocking.

    5 SEC Exam Tips For Financial Advisors

  3. Several things factor into the salary of a financial advisor. Here's a look.
    Investing Basics

    How Much Does A Financial Advisor Earn?

  4. These 5 strategies offer financial advisors a blueprint on how to grow their practices.

    Growth Strategies For Financial Advisors

  5. Retirement

    What's the difference between a financial advisor and a financial planner?

  6. Advisors wary of robo-advisors should consider cutting their fees, being more tech-savvy and providing more specialized and personalized service.
    Investing News

    How Financial Advisors Can Adjust To Robo-advisors

  7. Credit & Loans

    Who is eligible to take out federal student loans?

Trading Center