Joseph Rinaldi

Series 65, Series 7, Series 3
Personal Finance, Retirement, Investing
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“Joseph Rinaldi is a successful entrepreneur, investment mogul, published author, mentor and seasoned educator with high integrity and values. He is proud of his legacy and most importantly puts his clients best interest ahead of the companies and his own.”
Firm:

Quantum Financial Advisors, Inc.

Job Title:

President and CIO

Biography:

Mr. Joseph Rinaldi is a registered investment advisor, the Senior Managing Director and President of Quantum Financial Advisors.

Mr. Rinaldi graduated from Hofstra University with a BBA and earned his MBA from Pace University. Mr. Rinaldi has worked in capital markets for nearly three decades for companies such as Dimes Savings Bank, Morgan Stanley, Maryland National Bank (now Bank of America) and The Resolution Trust Corporation. His career has encompassed asset securitization, risk management, and trading. During the S&L debacle he traded over $40 Billion worth of assets from banks he took over for the government. Afterwards, he started his own SEC investment advisory firm that has a successful 19 year track record. 

In addition, he teaches "Futures, Options, and Derivatives" at the Robert H. Smith School of Business at the University of Maryland and the Stern School of Business at New York University to both graduate and undergraduate students. He also co-authored, "A Beginning Guide to Alternative Assets" with Dr. Howard Lodge. (translated the book to Chinese and Spanish versions to promote financial literacy to other cultures and make learning tough concepts fun and easy).

Education:

BS, Finance, Hofstra Universty
MBA, Finance and Information Systems, Pace University

Assets Under Management:

$75 million

Fee Structure:

Flat
Hourly
Asset-Based

CRD Number:

113563

Disclaimer:

Disclosures____________________________________________________________________________________________________________________

This report does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of the person who received it.  The securities discussed in this report may not be suitable for all investors.  QFA recommends that investors independently evaluate particular investments and strategies, and encourages investors to consult with their QFA investment advisor. The appropriateness of a particular investment strategy will depend on an investor’s individual circumstances and objectives.

This report is not an offer to buy or sell any security or to participate in any trading strategy.  QFA or its partner or clients may have existing positions in any security discussed in this report. In addition, QFA makes every effort to use reliable, comprehensive information, but we make no representation that it is accurate or complete. QFA has no obligation to inform you when opinions on strategies, sectors, investments and companies change. QFA on an annual basis will offer its updated ADV Part II and disclose what the company and its partner owns. This information shall be accessible to QFA clients only under the client tab of QFAInc.com.

QFA does not receive compensation for any broadcasts or written research that are offered to clients. The firm charges an asset management fee, per hour fee and / or a financial planning fee for services rendered. This report or any portion hereof may not be reprinted, sold or redistributed without the written consent of QFA. All broadcasts are disseminated both electronically and in printed form

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January 2018
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