<#-- Rebranding: Header Logo--> <#-- Rebranding: Footer Logo-->

Alexander Rupert

Personal Finance, Investing, Lifestage Based Planning
“Alex Rupert, Assistant Portfolio Manager, passionately advocates, advises and educates his clients by offering simple and comprehensive guidance to achieve their financial freedom.”


Job Title:

Assistant Portfolio Manager


Alex is very active on the firm’s investment research committee, providing in-depth reports on securities and economic topics. He also reviews and analyzes investment portfolios as well as preparation and presentation of financial plans. He has developed multiple templates and tools that streamline portfolio allocation and apply investment research that the company currently uses in their business processes. Maintenance of the company website, social media and other various technological tasks are part of Alex’s routine.

In addition to creating financial plans and managing portfolios for clients that are nearing or in retirement, Alex specializes in creating financial plans for the younger demographic who want to maximize the efficiency of their income and resources.

Alex is a member of the Financial Planning Association of Northeast Ohio where he leads the technology committee and develops website strategies. Alex participates in virtual financial planning through Nerdwallet’s Ask an Advisor. Alex also participates in the Steering Committee of the Muldoon Partners at the Muldoon Center for Entrepreneurship where he helps with the strategy and direction of the group. Alex is also a member of the Estate Planning Council of Cleveland.

Alex is enthusiastic and creative, with an interest in health and fitness as well as developing relationships and becoming part of the Cleveland community.

Assets Under Management:

$37 million

Fee Structure:


CRD Number:



Answers given on Advisor Network do not include all of the information required to create a financial plan or take an official tax position. Advisor Network questions and answers will probably not apply directly to each situation. Before implementing any advice on Advisor Network, you should seek the advice of a professional expert.

All Articles
Sort By:
Most Helpful
October 2016
    Investing, Stocks
December 2016
January 2017

All Answers
Sort By:
Most Helpful
Does my employer's matching contribution count towards the maximum I can contribute to my 401(k) plan?
80% of people found this answer helpful

In most circumstances, the answer to this question is no, but depending on your circumstances, this question could get complicated. The maximum you, the employee, are permitted to contribute to a 401(k) in the year 2016 is $18,000. If you are the age of 50 or older, you will be permitted to contribute an additional $6,000 for a total employee contribution limit of $24,000. This $6,000 is often referred to as “catch-up”. Essentially, your employer's matching contribution doesn't necessarily count towards the maximum you can contribute to your 401(k), but your employer's overall contribution can count towards how much is overall contributed to your 401(k).

Besides employee contributions, there are other forms of additions that can come into your 401(k). All forms of additions are listed below:

  • Employee contributions
  • Employer matching contributions
  • Employer nonelective contributions
  • Allocations of forfeitures

Employee contributions have a threshold of $18,000 ($24,000 catch-up) that is permitted in a year - employer matching contributions, employer nonelective contributions and allocations of forfeitures do not have individual thresholds, but all of them combined together have a threshold of $53,000. If your compensation is less than $53,000, 100% of compensation will be the threshold.

Here's an example to better understand this concept. Assume we have an individual that is 40 years old, earns $75,000 and receives a 100% employer match up to 4% of compensation. This person contributes the annual maximum they are permitted to them of $18,000. Their employer matches 100% of contributions up to 4% of compensation which, in scenario, is $3,000. Currently, we have total annual contributions of $21,000 ($18,000 + $3,000), this leaves $32,000 ($53,000 - $21,000) remaining that could potentially be contributed through employer nonelective contributions or allocations of forfeitures.

I hope this was helpful.

October 2016
    Mutual Funds, Stocks
Why would a person choose a mutual fund over an individual stock?
76% of people found this answer helpful
October 2016
    Personal Finance
Should I sell my shares if a company suspends its dividend?
75% of people found this answer helpful
November 2016
What's the difference between renter's insurance and homeowner's insurance?
74% of people found this answer helpful
January 2017
    Personal Finance
Are dividends considered passive or ordinary income?
73% of people found this answer helpful
November 2016