Best SIE Exam Prep Courses

The Securities Institute of America, Inc. (SIA) offers a variety of bundles if you're looking to get the SIE credential and then pass the requisite top-offs like Series 6 or Series 7.

The materials distributed by SIA, Inc. have been created in partnership with John Wiley & Sons, the world's largest publisher of financial information. SIA's products are intuitive and help guide you through the learning process step-by-step so that you feel prepared on the day of your exam.

Packages cost approximately $49.95 to $449 depending on whether you want to purchase the textbook, exam prep software, the online video class, the mobile e-book, or bundles. While reviewing SIA's study supplements, you can chat with a representative online or call the company during business hours to ask any questions you might have.

ExamFX has been in business since 1996. It offers three packages for SIE exam prep: Self-Study, Video Study, and Live Online. Pricing varies depending on your package, but it typically ranges from $99.95-$209.95.

While the Self-Study tier includes features like an interactive learning portal, a readiness exam, a guaranteed assessment, instructor support, and more, the Video Study package includes on-demand video lectures and online flashcards. If you're looking for the maximum level of service, the Live Online tier includes everything the aforementioned packages have, including live online training.

One highlight of ExamFX is its guarantee exam. At the end of the training, if you score 80% or above on the guarantee exam—and if you take the SIE exam within three days and fail—the company will refund the cost of the material. Be sure to book your exam time early so you can do it within the three-day window, just in case you think you'll need to take advantage of this offer.

Securities Training Corporation (STC) is based in New York City, and according to its website, it has helped over 1 million professionals pass their exams. It offers many options for SIE exam prep, including live (virtual) classes and recorded ones for those who want to pace themselves. Individuals from all 50 states have passed their licensing exams thanks to STC's prep exams in the financial sector. 

Courses and bundles run from over $100 to over $750, depending on whether you purchase the bundle or a single course. Because it offers a substantial amount of courses and materials, you may find the most options for prep courses here if you are looking to take more than the SIE exam.

One thing to keep in mind is your timeline for studying because STC only offers exam prep access for six months. If you are unhappy with your exam results, understand that at STC, refunds are limited and subject to fees.

Kaplan has provided a wide range of educational materials, resources, and test prep since 1970, and its reputation is excellent. The company offers SIE exam prep courses ranging from bare-bones to bundles, with various options for live online training sessions. All packages include a study calendar to help you prioritize your time, practice exams, a performance tracker, and more.

Premium packages offer live online or on-demand courses. Depending on the kind of service you're looking for, prices can range from about $99 to $229 for SIE exam prep, with Series 6 or Series 7 packages ranging up to about $480.

While it offers unbundled materials, Solomon Exam Prep also encourages users to purchase bundles because they're offered at a discounted rate. There are four packages to choose from: Essentials, Video Premium, Audio Premium, and Total.

All tiers include a study guide and exam simulator. Should you opt for one of the pricier packages, add-ons like video lectures, audiobooks, flashcards, and support from your instructor may be included with your purchase, depending on the package you choose.

Overall, Knopman Marks is a comprehensive option that provides vast resources to its users from start to finish. While it might be pricier than some of the other offerings, the value is incomparable. Plus, if it means you pass on your first try, it'll be well worth the money.

While its packages are more expensive than some others in this round-up—it's $250 for the self-study option and $225 more for live virtual courses—Knopman Marks states that it currently has a 98% pass rate for the SIE.

If you opt for the bundle, you'll receive diagnostic exams, one assessment, video lectures, digital flashcards, personal instructor access, a textbook, class supplements, and more. You'll also have access to all materials for up to one year.