Broker Definitions A - N

Learn the language and terminology around brokers by browsing Investopedia's expert-written library of definitions

Explore Definitions A - N

Broker: Definition, Types, Regulation, and Examples
Buttonwood Agreement
Scrap Mountain. Rough scrap, cubed metal and metal swarf ready for loading onto a bulk carrier at Liverpool Alexandra Branch Dock, Liverpool, 19.03.11.
What Is COMEX? Definition, History, and Examples of Metals Traded
Call Loan Rate
Call Loan Rate
Investor analyzing stock market investments with financial dashboard, business intelligence (BI), and key performance indicators (KPI) on smartphone and computer screens
Dealer Market: Definition, Example, Vs. Broker or Auction Market
A midsection of businessman using technologies in office with data and charts.
Daily Average Revenue Trades (DARTs)
financial advisor speaking with couple
Clearing Broker: Definition, Role, Vs. Prime Broker
Financial advisor having a meeting with clients
Full-Service Broker: Overview, Pros and Cons, FAQ
New York Board of Trade (NYBOT)
A cropped hand of businessman using laptop on desk in office.
Continuous Net Settlement (CNS): Overview, Advantages, Example
FINRA BrokerCheck
A man examining graphs at a computer
Executing Broker
Close-Up Of Hand Using Mobile Phone
I/B/E/S - The Institutional Brokers' Estimate System Explained
Legal & Contract Signature
Best Execution Rule: What it is, Requirements and FAQ
A man on a telephone staring at a piggy bank
Call Money: What it is, How it Works, Examples
cross in clouds
Cross: What it is, How it Works, and Types
A scale with short and long.
What Is Liquidation Margin? How It Used in Margin Trade and Types
USA, New York, New York City, Traders at Trading Desk
Execution-Only: What it is, How it Works
Associated Person
floor brokers gesturing on a trading floor
Floor Broker
Financial Graph on Technology Abstract Background
House Call
A man on the phone pointing at someone with papers
Commission Broker
Business Man Hands Using Laptop With Abstract Business Chart
Fee-Based Investment
Broker's Call
Investor Checking Performance of Financial Portfolio Online Whilst Reviewing Investment Statement
Agency Broker
Brokered Market
Financial advisor having a meeting with clients
Agency Cross
Block House
Block House
Direct-Access Broker
Contra Broker
Deep Discount Broker
Deep Discount Broker
A stock trader reviews financial data on several computer monitors.
Carrying Broker
Deposit Broker
Colleagues Working Together in Server Control Room
What Is a Blocked Period?
Brokerage Commission House
Brokerage Commission House
Depository Trust Company IPO Tracking System: A system that enables underwriters to track purchases and sales of shares issued in an IPO, and identify flippers.
Depository Trust Company IPO Tracking System
Photo of hands using a calculator on a desk with financial graphs and a laptop
Brokerage Supervisor
Affirmative Obligation
Affirmative Obligation
Full Frame Shot of Paper Currency
Excess Margin Deposit
Firm Quote
Bucket Shop
Board Broker
Board Broker
A woman looking at a statement on her chair in a home office
Itemized Statement
Board Broker System
Board Broker System