Operations Forms

All publicly traded companies and investment companies must provide specific info about their activities. These include comprehensive reports covering the prior fiscal year and quarterly reports. 

SEC Form 5: Benefits, Information Required, Example
Over the shoulder view of a woman looking at her smartphone with financial data on it
What Is SEC Form 3? Definition, When to File, and Requirements
Wall St.
SEC Form 10-Q: Definition, Deadlines for Filing, and Components
Abstract mirror building texture
SEC Form 6-K: Overview, Requirements, Examples
A set of chairs around a central table
SEC Form DEF 14A: Definition and Information for Shareholder Use
What Is SEC Form 20-F? Definition, Requirements, and Who Files
Sunrise of Toronto (Bay and Dundas)
SEC Form 40-F: What it is, How it Works
SEC Form PRE 14A: Meaning, Requirements, Example
SEC Form 20FR12B: A document to register the securities of a foreign company that wishes to trade on U.S. exchanges.
SEC Form 20FR12B
Businesspeople reviewing forms in an office
Schedule To: Meaning, Requirements, Example
Schedule TO-T
Schedule TO-T
SEC Form 10-QT
SEC Form 10-QT: What It is, How It Works
SEC Form NT 10-Q: What it is, How it Works, Market Impact
SEC Form 10-C
SEC Form 10-C
SEC Form 10-KT
SEC Form 10-K405
SEC Form 10-K405
SEC Form PRER14A
SEC Form PRER14A
Schedule TO-C
Schedule TO-C