Operations Forms

All publicly traded companies and investment companies must provide specific info about their activities. These include comprehensive reports covering the prior fiscal year and quarterly reports. 

Explore Operations Forms

SEC Form 5
Over the shoulder view of a woman looking at her smartphone with financial data on it
What Is SEC Form 3? Definition, When to File, and Requirements
Wall St.
SEC Form 10-Q: Definition, Deadlines for Filing, and Components
Abstract mirror building texture
SEC Form 6-K
A set of chairs around a central table
SEC Form DEF 14A: Definition and Information for Shareholder Use
What Is SEC Form 20-F? Definition, Requirements, and Who Files
Sunrise of Toronto (Bay and Dundas)
SEC Form 40-F
SEC Form PRE 14A
SEC Form 20FR12B
Businesspeople reviewing forms in an office
Schedule TO
Schedule TO-T
SEC Form 10-QT
SEC Form NT 10-Q
SEC Form 10-C
SEC Form 10-KT
SEC Form 10-K405
Schedule TO-C