Professionals FAQs

  1. Is it possible to take the Series 6 exam without being sponsored?

  2. Do I have to complete all exams within a certain period of time to receive the CFA charter?

  3. If I am looking to get an investment banking job, what education do employers prefer? MBA or CFA?

  4. How many attempts at the series 7 test are permitted?

  5. Your client, Todd, owns 100 shares of HAT stock in his taxable stock portfolio ...

  6. Under a pegged exchange rate system which of the following measures can be undertaken by a home country ...

  7. Which of the following statements are true with respect to the coefficient of determination ...

  8. Which of the following statements are true with respect to price-earnings (P/E) multiples ...

  9. Which of the following statements most accurately describes the impact of an expansionary fiscal policy ...

  10. Which of the following statements is (are) true with respect to the key characteristics of the Global ...

  11. Below is an example of US Treasury yields for various maturities ...

  12. Price taker markets differ from price searcher markets because in a price taker market ...

  13. How do I register for the CFA program for the first time?

  14. What is the difference between Series 9/10 and Series 24 qualification exams?

  15. Are there any continuing education requirements after I pass the Series 7 examination?

  16. What type of work experience can count towards the work experience required in order to obtain the CFA charter?

  17. If I already hold a professional certification am I eligible for any exemptions from CFA Program requirements?

  18. What personal items am I allowed to bring with me into the CFA exam testing room?

Financial Professionals
  1. Investing

    The Four R's of Investing In Retail

  2. Stocks

    Beware False Signals From the P/E Ratio

  3. Laws & Regulations

    Navigating Government and Nonprofit Financials

  4. Laws & Regulations

    The Difference Between Restructuring & Refinancing

  5. Stocks

    Trademarks of a Takeover Target

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