Governments or organizations establish regulatory bodies to oversee the functionality and fairness of financial markets and the firms that engage in financial activity.
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Banking And Securities Industry Committee (BASIC)
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Basel III: What It Is, Capital Requirements, and Implementation
Federal Communications Commission (FCC): Mission and FQS
Federal Trade Commission (FTC): What It Is and What It Does
National Futures Association (NFA): What It Is and Does
What Agencies Oversee U.S. Financial Institutions?
Basel Accords: Purpose, Pillars, History, and Member Countries
Financial Services Authority (FSA): What It Was, What Replaced It
International Organization of Securities Commissions (IOSCO)
China Securities Regulatory Commission (CSRC)
Canadian Investor Protection Fund (CIPF)
Ontario Securities Commission (OSC)
Financial Conduct Authority (FCA): The UK's Financial Regulator
Financial Services Agency (FSA)
Congressional Oversight Panel (COP)
FINRA vs. the SEC: What's the Difference?
International Labor Organization (ILO): Definition and Standards
Financial Stability Oversight Council (FSOC)
Bureau of Labor Statistics (BLS): What it is, How it Works
What Is the International Organization for Standardization (ISO)?
Employee Benefits Security Administration (EBSA)
Nationally Recognized Statistical Ratings Organization (NRSRO)
What Is a Federal Agency? Definition, Purposes, Bond Issues
Financial Regulators: Who They Are and What They Do
Basel Committee on Banking Supervision: Meaning, How it Works
Federal Housing Finance Agency (FHFA)
North American Securities Administrators Association (NASAA)
U.S. Census Bureau
How Does the Bureau of Labor Statistics Determine the Consumer Price Index (CPI)?
British Columbia Securities Commission (BCSC)
What Is FINTRAC?
American National Standards Institute (ANSI)
Royal Institution Of Chartered Surveyors (RICS)
Chapter 15 Bankruptcy
Canadian Securities Institute (CSI)
What are the Basel III rules, and how does it impact my bank investments?
How to Submit a Complaint to the CFPB