Governments or organizations establish regulatory bodies to oversee the functionality and fairness of financial markets and the firms that engage in financial activity.

Explore Regulatory Bodies

USA flag, Canadian flag and Mexico Flag side by side with various treatments.
How Did NAFTA Affect the Economies of Participating Countries?
Mixed Race Businesswoman Using ATM in City
Basel II: Definition, Purpose, Regulatory Reforms
A Brief History Of Credit Rating Agencies
Stock ticker
Basel III: What It Is, Capital Requirements, and Implementation
FCC Holds Vote On Repeal Of Net Neutrality Rules
Federal Communications Commission (FCC): Mission and FQS
The US Federal Trade Commission (FTC) bu
Federal Trade Commission (FTC): What It Is and What It Does
Close-up of stock market data on trading board
National Futures Association (NFA): What It Is and Does
Wall Street sign and the New York Stock Exchange building
What Agencies Oversee U.S. Financial Institutions?
Ben Bernanke at open board meeting, Basel III on July 2, 2013, where current rules for bank strnegth were established
Basel Accords: Purpose, Pillars, History, and Member Countries
Street in City of London in the Evening, London, UK
Financial Services Authority (FSA): What It Was, What Replaced It
Couple of Business Persons in the Office
International Organization of Securities Commissions (IOSCO)
Businesswomen checking stock market data on tablet before Hong Kong financial display board
China Securities Regulatory Commission (CSRC)
Graphic of the globe with stock charts
Canadian Investor Protection Fund (CIPF)
Ontario Securities Commission (OSC)
Various currencies on a table
Financial Conduct Authority (FCA): The UK's Financial Regulator
Two people adding up receipts
Financial Services Agency (FSA)
Congressional Oversight Panel (COP)
An outdoor sign that says FINRA
FINRA vs. the SEC: What's the Difference?
Flag of the United Nations International Labour Organization
International Labor Organization (ILO): Definition and Standards
Financial Stability Oversight Council (FSOC)
U.S. Bureau of Labor Statistics building
Bureau of Labor Statistics (BLS)
Columns of a neo-classical building
What Is the International Organization for Standardization (ISO)?
business people smiling in a meeting as one woman talks
Employee Benefits Security Administration (EBSA)
Close-Up Of Stock Market Data On Digital Display
Nationally Recognized Statistical Ratings Organization (NRSRO)
United States Treasury
What Is a Federal Agency? Definition, Purposes, Bond Issues
Dome of U.S. Capitol at sunrise.
Financial Regulators: Who They Are and What They Do
Nout Wellink, chairman of the Basel Comm
Basel Committee on Banking Supervision
Colorful Roof Tops
Federal Housing Finance Agency (FHFA)
Primary Regulator
North American Securities Administrators Association (NASAA)
U.S. Census Bureau
How Does the Bureau of Labor Statistics Determine the Consumer Price Index (CPI)?
Canadian money 50 and 100 dollar bills
British Columbia Securities Commission (BCSC)
What Is FINTRAC?
Weights and Measuring Still Life
American National Standards Institute (ANSI)
Royal Institution Of Chartered Surveyors (RICS)
Chapter 15 Bankruptcy
Canadian currency, assorted coins on one-dollar bill
Canadian Securities Institute (CSI)
What are the Basel III rules, and how does it impact my bank investments?
How to Submit a Complaint to the CFPB