Securities Registration Forms

Explore the two main types of registration statements: offerings registrations filed under the Securities Act of 1933, and trading registrations filed under the Securities Exchange Act of 1934.

Explore Securities Registration Forms

Investor Analyzing Stock Market Investments With Financial Dashboard on Smartphone and Computer Screens
SEC Form D: Definition, What's Included, and Requirements
SEC Form N-CSR
SEC Form 424B3: Definition, When It's Used, and How It's Filed
SEC Form 424B5
Form
SEC Form 424B4
Business Finance, accounting, contract, advisor investment consulting marketing plan for the company with using tablet and computer technology in analysis.
S-8 Filing
Securities and Exchange Commission Headqua -- Washington D.C.rters
SEC Form 10: Definition, Uses, Components, and How It's Filed
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SEC Form F-3
New York Stock Exchange building with flag, as seen from statue of George Washington.
SEC Form 424B2
SEC Form 424B1
SEC Form 424B1
SEC Form 1-A
SEC Form 425
SEC Form 497
SEC Form F-4
SEC Form 8-A
SEC Form F-6
SEC Form DEFM14A
SEC Form S-11
SEC Form 8-A12B
Schedule 13E-4
SEC Form 424A
SEC Form N-14AE
SEC Form 8-K12G3
SEC Form 8-K12G3
SEC Form F-7
SEC Form F-8
SEC Form 8A12BEF
A Canadian flag waving in the wind on a sunny day
SEC Form F-10
SEC Form S-2
SEC Under Fire As Wall Street Investment Banks Falter
SEC Form N-14
Schedule 14C
SEC Form S-6
SEC Form SB-2