Financial relief for misrepresentations made under the Securities Act of 1933 is available for purchasers of any security that is sold under a prospectus that is found to contain false or misleading statements. Purchasers of the security may be entitled to seek financial relief from any or all of the following:

  • The issuer
  • The underwriters
  • Officers and directors
  • All parties who signed the registration statement
  • Accountants and attorneys who helped prepare the registration statement
Tombstone Ads

Related Articles
  1. Investing

    What are Financial Statements?

    Financial statements are a picture of a company’s financial health for a given period of time at a given point in time. The statements provide a collection of data about a company’s financial ...
  2. Investing

    What are Financial Statement Assertions?

    Understand financial statement assertions and what they mean in accounting. For investors, it is important that assertions be accurate.
  3. Investing

    SEC Filings: Forms You Need To Know

    The forms companies are required to file provide a clear view of their histories and progress.
  4. Investing

    An Insight on the Prospectus of Corporate Bonds

    Making a well-informed decision with respect to buying a corporate bond involves reading the significant facts and details of the prospectus document.
  5. Investing

    Why Financial Statements Are Harder to Read Than Ever Before

    Understand four major reasons that financial statements published in 2016 are more complicated and difficult to read than they were in the past.
  6. Investing

    Explaining the Common Size Income Statement

    A common size income statement expresses each account as a percentage of net sales.
Frequently Asked Questions
  1. How does the foreign-exchange market trade 24 hours a day?

    Trading in the forex is not done at one central location, but is conducted by phone and electronic communication networks ...
  2. What is the usual profit margin for a company in the insurance sector?

    Learn what the average net margin is within the insurance industry and what factors can affect the profitability of an insurance ...
  3. What do the terms weak dollar and strong dollar mean?

    Weak dollar and strong dollar are general terms used in FX markets to describe the relative value and strength of the U.S. ...
  4. What is the difference between LIBID and LIBOR?

    LIBID and LIBOR are both benchmark rates set by banks in the London interbank market, referring to what banks are willing ...
Trading Center