Questioned Document Investigation

What Is Questioned Document Investigation?

A questioned document investigation is an in-depth look into a document that is being questioned in the case of fraud, forgery, etc. The investigation is usually initiated in the event that large sums of money, heirlooms, or other assets are being called into question by a third party. A questioned document investigation may also be called upon to discover altered documents, fabricated checks, anonymous letters, disputed wills, and many other disputed documents. A forensic analysis of the questioned document will typically involve a comprehensive analysis of the paper, ink, indentations, and tools used to produce the document.

Understanding Questioned Document Investigation

A questioned document investigation is used to ascertain the authenticity (or lack thereof) of a document or other item when it comes into question. The discipline of forensic document examination is sometimes referred to as "questioned documents analysis," and it is frequently associated with white-collar crimes such as accounting irregularities, check fraud, or securities fraud. It can also be used to analyze documents related to other types of crimes or misdeeds such as medical malpractice or even analyzing suicide notes for authenticity.

Examiners of questioned documents use an array of heuristic and technological tools and techniques to judge the authenticity of documents or to reveal if something has been altered or tampered with. To determine whether a document is genuine, an examiner may attempt to confirm who authored or created the document, determine the timeframe in which it was created, identify the materials used in its preparation, or uncover modifications to the original text - such as changes, additions, or deletions to the original text.

Within the scope of finance, questioned document investigations are initiated when the authenticity of a firm's financial records are cast in doubt. Sometimes, a firm may "cook the books" to hide losses or inflate perceived profits. Such accounting scandals can be revealed by the forensic analysis of financial statements and accounting documents. While securities today are represented digitally for the most part, in the past, the authenticity of physical stock certificates or bound coupons would be questioned, as con men and crooks would seek to counterfeit and sell them to unsuspecting investors. In the contemporary context, internal memos, email exchanges, invoices, or contracts can come under scrutiny and become the subject of a questioned document investigation.

If the investigation proves no wrong-doing, the case may be dropped, and the allegations of fraud or misconduct dropped. On the other hand, if the document is considered suspect, it may become crucial evidence in a larger criminal or civil case.

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