What is SEC Form N-17D-1

SEC Form N-17d-1 is a form that must be filed with the SEC by a small business investment company (SBIC) and by a bank that is affiliated with the SBIC. The form must be filed by an SBIC licensed under the Small Business Investment Act of 1950, and its affiliated bank.


SEC Form N-17D-1 is required under rule 17D-1 of the Investment Company Act of 1940. It must be filed semiannually within 30 days after the end of the six-month period in which one of the following events occurs: investment in a small business concern, or disposition, default, modification or extension of any investment of the SBIC. The SEC uses the information to collect details of transactions by SBICs and their affiliated banks.