• Firm: Capital Management Group of New York
  • Job Title: Founder/Managing Partner
  • Certifications: CHFC, CLU, AIF, AEP, and CFS


Tom Mingone is the founder and managing partner of Capital Management Group of New York, a financial services firm that has been serving high net worth investors and their families for nearly 25 years.

Tom started CMG because he wanted to help people live their life to the fullest extent. He implements a balanced approach to wealth management by integrating tax-advantaged investing, asset allocation, protection planning, charitable gifting, legacy and estate planning strategies, and more into clients’ financial plans.

Tom earned his Certificate in retirement planning from The Wharton School, University of Pennsylvania, and graduated cum laude from the University of Richmond with a Bachelor of Science degree in finance. He earned the Chartered Financial Consultant (ChFC) as well as the AIF (Accredited Investment Fiduciary) designation from The Center for Fiduciary Studies. His other designations include Accredited Estate Planner (AEP), Certified Funds Specialist (CFS), and the Chartered Life Underwriter (CLU) designation.

Tom is looked to as a thought leader in the financial community and his comments have appeared in the Wall Street Journal, the New York Times, USA Today, Money Magazine, and US News & World Report.

As an active member of his community, Tom has been recognized as one of Rockland’s “40 under 40” business leaders. He has established several scholarship funds including the Romolo Mingone memorial Scholarship Fund, the Rockland Conservatory of Music Fund, and St. Gregory Barbarigo Church Scholarship Fund. In addition, he is an avid supporter of the Make-a-Wish Foundation of Hudson Valley and is a member of the New York City and Rockland County estate planning councils.

Disclaimer: Tom Mingone offers securities through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA/SIPC, offers investment advisory products and services through AXA Advisors, LLC, an investment advisor registered with the SEC, and offers annuity and insurance products through AXA Network, LLC. AXA Network conducts business in CA as AXA Network Insurance Agency of California, LLC, in UT as AXA Network Insurance Agency of Utah, LLC. 

AXA Advisors, AXA Network, and their financial professionals do not offer tax or legal advice. Be sure to consult with your professional tax and legal advisors regarding your particular circumstances.

Capital Management Group of New York is not a Registered Investment Advisor and is not owned or operated by AXA Advisors or AXA Network.


Thomas received his Bachelor of Science from the University of Richmond and his certificate in retirement planning from The Wharton School.

Quote from Thomas Mingone

“My mission is that through a disciplined financial planning process, we help our clients crystalize their life goals and concentrate their financial energy towards achieving them.”